Connecting law, business, and finance, lawyers regularly handle complex, local, national, and international matters. Gain hands-on experience in practice areas such as securities, litigation, tax controversy, and insurance.
Securities law is a domain of law essential to the smooth functioning of the world economy. It facilitates market openness and transparency, safeguards investors from dishonest and criminal activity, and provides them with legal resources.
The Role of the Lawyer
As the business center of the United States, if not the world, New York has its unique legal issues that business owners encounter daily. Whether drafting internal board of directors guidelines, facilitating venture capital law financings, or preparing for a FINRA, SEC, or CFTC investigation, New York corporate & securities lawyer can help companies navigate the many hurdles and challenges they may face.
Establishing New Alternative Securities Programs
The firm has been involved in the development of various innovative securities programs such as crowdfunding, registered blind pool offerings, “registered direct” and private investments in public entities (commonly referred to as PIPEs), as well as reverse mergers. These programs have allowed emerging growth and technology companies to raise significant capital, helping them grow their businesses.
Providing Advice on Securities Regulations
The firm has played a vital role in developing various financial instruments, such as securities backed by real estate and loans tailored to small and medium-sized enterprises. It has extensive experience representing public companies, private companies, broker-dealers and investment bankers and their employees, independent contractors, FINRA members, and other securities industry professionals concerning regulatory investigations and proceedings by FINRA, SEC, CFTC, and state securities regulators. These investigations can threaten jobs, reputations, and personal lives, resulting in monetary fines and penalties, litigation, arbitration hearings, or criminal prosecution.
The Role of the Attorney
Lawyers in highly competitive practice areas can earn significant salaries. However, the sustainability of these high salaries depends on various factors, including personal financial management, individual performance, and long-term demand for legal services. Lawyers must also be able to adapt their practices to changing economic and client expectations.
For example, lawyers specializing in corporate transactions and securities law may earn substantial salaries, as their expertise is critical to a business’s ability to raise capital, invest in growth opportunities, and maintain regulatory compliance. Similarly, intellectual property lawyers who assist clients with trademark and copyright matters can command high fees due to the value of unique inventions and brands. Furthermore, litigation attorneys who manage high-stakes cases such as white-collar crime and product liability cases can earn considerable income.
Moreover, partners in prestigious law firms can also command substantial incomes for their efforts and contributions to the firm’s success. Their elevated earning potential often results from their extensive experience, impeccable reputations, and ability to generate business.
The Role of the Counsel
A thriving economy depends on the functioning of an institutional architecture that facilitates business activities. A robust legal sector is a vital component of that infrastructure.
Securities law is a complex domain of the legal industry that covers all aspects of securities issuance, sale, and trade. It is designed to safeguard investors from fraud and promote openness in the capital markets. The securities markets provide businesses with a viable means of raising funds to fund operations, expand clientele, and sponsor new initiatives.
As a New York corporate and securities firm that provides global counsel, advises clients on a wide range of sophisticated matters, including public and private securities transactions, mergers and acquisitions, secured and unsecured lending transactions, private investments in public companies (commonly referred to as “PIPEs”), commercial and securities litigation, intellectual property, insurance coverage and defense, real estate, and general corporate matters.
Professionals have been instrumental in the establishment of new alternative securities programs such as crowdfunding, registered blind pool offerings (“SPACs”), and private investments in public entities (“PIPEs”). They also represented public companies on various financings, including PIPEs, equity and repurchases of shares, debt offerings, and convertible bonds.
The Role of the Adviser
Even in the best of times, recessions can cause shockwaves that can unexpectedly reshape global markets and businesses. During these difficult economic periods, customers often rely on their advisors to help them navigate uncertain financial markets and avoid the risks that come with them. It requires an understanding how economies work and deep trust between advisor and client.
The Council of Economic Advisers (CEA) in the United States is a small team of economists. The council’s chairman holds legal responsibility for determining the council’s positions, while other members oversee research activities in specific areas and represent the council in meetings with external agencies. In addition to their regular duties, CEA members and staff write the President’s annual economic report and prepare issues for the President’s State of the Union message.
As such, the average tenure of members and staff must be longer, which has been a source of ongoing controversy. However, the CEA has maintained a tradition of professionalism that extends beyond politics.
New York corporate & securities lawyers advise clients on domestic and international matters, including commercial litigation, investment treaty disputes, mergers and acquisitions, capital markets transactions, PIPEs, financings, and real estate development. Highly experienced litigators regularly handle multi-jurisdictional and multinational matters involving complex issues such as antitrust, intellectual property, insurance coverage and defense, and securities litigation.